At Barenberg Capital Partners,LLC (“BCP”) protecting your privacy and safeguarding your personal information is very important to us. We have always valued the trust our customers have placed in us and are committed to the confidentiality and protection of our customers’ personal information. For more information please review our privacy policy below.
Information We Collect
BCP collects personal information about you to help us serve your needs, provide customer service, offer new products or services, and fulfill compliance and regulatory requirements.
BCP collects nonpublic, personal information from you as well as from other sources. The sources and the information collected may include:
Information you provide to us, to our affiliated entities, or to your customer representative on applications and related forms, through discussions with our customer service staff, or on our Web site, such as address, social security number, birth date, net worth, assets, and income.
Information regarding your transaction history with us, such as products or services purchased as well as information from information service companies and consumer reporting agencies, such as your transactions or credit relationships with unaffiliated third parties
Information from other unaffiliated third parties, including employers, associations, benefit plan sponsors, and other institutions.
Sharing Information
We may disclose any of the nonpublic, personal information that we collect about you as required to conduct our business and as permitted or required by law. We may share information about our customers with unaffiliated financial or non-financial services providers, such as investment firms, third-party administrators, and other third parties who assist in providing account maintenance or customer service.
We also may share your information with regulators and law enforcement organizations, or in response to a subpoena or discovery request, as permitted or required by law.
We do not sell, share, or disclose your nonpublic, personal information to unaffiliated third party marketing companies. All companies with whom we do business are contractually obligated to comply with strict standards regarding security and confidentiality, and the information can be used only for the sole purpose of providing the service we have requested the company to perform.
Examples of the types of outside companies with which we may share information include non-financial companies that perform services for us such as data processing and companies that perform trading and clearing related services on our behalf.
Safeguarding Privacy
BCP recognizes the need to prevent unauthorized access to the information we collect, including information held in electronic format. BCP authorizes access to your nonpublic, personal information only to personnel who need that information to serve you. We maintain physical, electronic, and procedural safeguards regarding your nonpublic, personal information to ensure that we comply with our own policy, industry practices, and federal and state regulations. If you decide to close your account(s), or become an inactive customer, we will adhere to the privacy policies and practices as described in this notice.
Verifying and Ensuring the Accuracy of your Personal Information
Always review all documents that BCP sends you to ensure that your personal information is correct. If you ever discover an error in your personal information, please contact your representative immediately to correct the error. If we agree, we will correct our records. If we do not agree, you may submit a short statement of dispute, which we will include in future disclosures of the disputed Information. Information collected in connection with, or in anticipation of, any claim or legal proceeding will not be made available.